9101-Form-1-14-Feb-2022 AS 9101 表格 1 – 第一阶段审核报告 Stage 1 Audit Report

AUDITCRITERION16AQMSStandard/Revision:9100口Rev:9110□Rev:9120口Rev:17QMSDocumentedInformation:22CONFIRMATIONOFREQUIREMENTSORGANIZATION27OTHERAREASOFCONCERNAUDITTEAMLEADERRECOMMENDATIONS28TheOrganizationisReadytoProceedwiththeStage2Audit:口Yes口NoIfNoEnterReasons:ProposedStage2Auditor-daysRequired:DaysProposedDatesoftheStage2Audit:Composition/CompetencyoftheAuditTeamfortheStage2Audit:CertificationStructureVerified:SingleSite:口Multi-Site:口IntegratedManagementSystemIMS:NotApplicable口Integrated口LevelofIntegration:%Comments:ORGANIZATIONREPRESENTATIVEName:DISCLAIMERSTATEMENTThisauditwasconductedbasedonasampleoftheavailableinformation.NOTE:Thecompletenessofthisformmaybesupplementedbytheuseofattachmentstoprovidefurtherdetailedinformation.Whenattachmentsareprovidedtherespectiveboxontheformshoulddescribetheinformationinsummaryformatandthenrefertotherespectiveattachment.Itisnotpermissibletosimplysayseeattached.AllinformationisenteredintotheOASISdatabaseinaccordancewith9104/

1.1CBName:STAGE1AUDITREPORT2bag3AuditDates:4AuditDurationauditdays5AuditReportNumber*:On-site:Off-site:IssueDate:ORGANIZATION6Name:7ContactDetailsAddress:Representative:Title:Telephone:E-mail:OASISAdministrator:8InformationandCommunicationTechnologyICT:Yes口No□9Comments:10PreferredLanguageforStage2Audit:11InterpreterNeeded:口Yes口No12ProposedCertificationScope:13RequirementsDeterminedasNotApplicable9:14Justification:15AuditTeamLeader:18ONLINEAEROSPACESUPPLIERINFORMATIONSYSTEMOASISDATAOINSiteCentralFunctionNumberofEmployeesAuditDurationAuditDaysAuditedYesNoYesNo□□□□□□□□Business19PersonnelNumbers2OrganizationShiftPatternsNumberofEmployeesF/P/TNumberofEmployees日D/L/NAviationSpaceandDefenseOther21ListofKeyCustomersCustomer%ofBusiness9100-SeriesClausesEvidence

4.ContextoftheOrganizationOrganizationReferences:RequirementsAddressed:Yes口No□

4.1UnderstandingtheOrganizationandItsContextConcerns:

4.2UnderstandingtheNeedsandExpectationsofInterestedParties

4.3DeterminingtheScopeoftheQualityManagementSystem

4.4QualityManagementSystemandItsProcesses5LeadershipOrganizationReferences:RequirementsAddressed:Yes口No□

5.1LeadershipandCommitmentConcerns:

5.2Policy

5.3OrganizationalRolesResponsibilitiesandAuthorities

6.PlanningOrganizationReferences:RequirementsAddressed:Yes口No□

6.1ActionstoAddressRisksandOpportunitiesConcerns:

6.2QualityObjectivesandPlanningtoAchieveThem

6.3PlanningofChanges

7.SupportOrganizationReferences:RequirementsAddressed:Yes口No□

7.1ResourcesConcerns:

7.2Competence

7.3Awareness

7.4Communication

7.5DocumentedInformation

8.OperationOrganizationReferences:RequirementsAddressed:Yes口No□

8.1OperationalPlanningandControlConcerns:

8.2RequirementsforProductsandServices

8.3DesignandDevelopmentofProductsandServices

8.4ControlofExternallyProvidedProcessesProductsandServices

8.5ProductionandServiceProvision

8.6ReleaseofProductsandServices

8.7ControlofNonconformingOutputs

9.PerformanceEvaluationOrganizationReferences:RequirementsAddressed:Yes口No□

9.1MonitoringMeasurementAnalysisandEvaluationConcerns:

9.2InternalAudit

9.3ManagementReview

10.ImprovementOrganizationReferences:RequirementsAddressed:Yes口No□

10.1GeneralConcerns:

10.2NonconformityandCorrectiveAction

10.3ContinualImprovement23PerformanceCategorySatisfactoryUnsatisfactoryCustomerPerformance:□□ProcessPerformance:□□QualityObjectivePerformance:□□24Comments:25ApprovalsCustomer/RegulatorDescriptionRequirements26OTHERINFORMATIONActivities/SubjectsCommentsOrganizationCertificationAnalysisProcessOCAPManagementReviewInternalAuditsRestrictedAreas/ProprietaryInformation/ConfidentialityifapplicableExportLimitations/Controlsifapplicable36AUDITTEAMLEADERName:Date:FORM1:STAGE1AUDITREPORTINSTRUCTIONSItem#Description1EnterthenameoftheCertificationBodyCBconductingtheaudit.2UsetheIAQGlogoasdefaultorentertheCBlogooptional.3Entertheauditstartandfinishdates.4Enterthetotalnumberofoff-site/on-siteauditdaysformulti-sitestructuresthetotalauditdurationisthesumofallindividualdurationsforeachofthesitesvisited.5Entertheauditreportnumberandthedatethattheauditreportwasissued.6Entertheorganizationnameandaddress.7SelectInformationandCommunicationTechnologyICT;indicate“Yes”or“No”.8EnteranyICTsupportingcomments.9EntertheorganizationrepresentativeandOASISDatabaseAdministratordetailsi.e.nametitletelephonenumbere-mailaddress.10EnterinformationregardingthepreferredlanguagefortheStage2audit.11Enter“Yes”or“No，onwhetheraninterpreterisneeded.12Entertheproposedcertificationscope;forexample:Thedesigndevelopmentmanufacturetestingandserviceofhydraulicactuators.Entersite-specificscopestatementsformulti-sitestructures.13EntertheAerospaceQualityManagementSystemAQMSclausenumbersthataredeterminedasnotapplicable5ifany.14Enterinformationtosupportthejustificationofclausesnotapplicable5asrequiredby9100-seriesstandardsclause

4.3ifapplicable.15Enterthenameoftheauditteamleader.16EntertheAQMSstandardi.e.910091109120usedfortheauditcriteriaandtherevisionlevel.17EnterinformationtoconfirmthattheQualityManagementSystemQMSdocumentedinformationhasbeenestablishedandmaintainedasrequiredby9100-seriesstandardsclause

4.

4.

2.18PopulatethetablewiththerelevantinformationtosupporttheOASISdatabaseupload.Thenumberofemployeesisbasedonallemployeesinvolvedinthescopeofcertification.19EnterinformationonthenumberofFull-timeFPart-timePandTemporaryTpersonnelassociatedtoaviationspaceanddefensebusiness;andotherindustries.20EnterinformationonthenumberofemployeesworkingonEarlyEDayDLateLandNightNshiftsrelatingtoaviationspaceanddefensebusiness;andotherindustries.21Enterinformationrelatingtoallkeye.g.topfivecustomers.NOTE:Omitdetailsifconfidentialityagreementsforbid.22Enterorganizationdocumentedinformation/referencesasappropriate.NOTE:Itispermissiblefortheorganizationtoentertheirdocumentedinformation/referencesinadvanceoftheStage1audit.EnteruYes/Nontoindicateiftherequirementsoftheapplicable9100-seriesstandardshavebeenaddressed/notaddressedbytheorganizationsdocumentedinformationestablishedfortheQMSsee9100-seriesclause

4.

4.Enterareasofconcernwhen“No”hasbeenidentifiedi.e.therequirementsoftheapplicable9100-seriesstandardshavenotbeenaddressed.23Entersatisfactory/unsatisfactoryrelatingtothetrendsofcustomerperformanceproduct/servicequalityon-time-deliverycomplaintsprocessperformancekeyperformanceindicatorsperformanceindicatorsandobjectiveperformanceachievementofqualityobjectives.24Entergeneralcomments/collectivesummaryoftheperformancetrendsplusanyotherperformanceinformationgatheredincludingcomplaints.25Enterinformationregardinganycustomer/regulatoryapprovalsgrantedtotheorganization.26Enterotherspecificinformationobtainedfromtheorganization.27EnteranyareasofconcernthatneedtoberesolvedbeforetheStage2audit.28RecommendiftheorganizationisreadytoproceedwiththeStage2auditbyentering“Yes”or“No”.29Ifrecommendationis“No”seebox25enterthereasons.30EnterthenumberofauditordaysfortheStage2audit.31EntertheproposeddatesoftheStage2audit.32Enterthecomposition/competencyoftheauditteamfortheStage2auditincludingidentificationofanytechnicalexpertsortranslatorsthatmaybeneeded.33Verifycertificationstructurei.e.SingleSiteMulti-Sitebyselectingtheappropriatebox.34IdentifyiftheQMSisintegratedandifapplicableenterthelevelofQMSintegrationincludingsupportingcommentssee9104/1clause

8.

5.

2.35Enterthenameoftheorganizationsrepresentative.36Enterthenameoftheauditteamleaderandthedate.。